Disclosures & Disclaimers

Effective Date: 22 May 2026

Facti Machina is a trade name of Sovereign+, LLC ("Sovereign+," "Facti Machina," "company," "us," "our," or "we"). Facti Machina provides institutional research support, custom research workflows, AI-enabled research tools, and related strategic services for professional and institutional investment users. Facti Machina is not a broker-dealer, does not execute securities transactions, does not custody client funds or securities, and does not hold itself out through this website as providing retail-facing financial services.

The content on this website is provided for general informational purposes only. It is intended primarily for professional and institutional audiences and should not be construed as an offer to sell, a solicitation of an offer to buy, or a recommendation regarding any security, investment strategy, portfolio action, transaction, or account type.

No Investment Advice

Facti Machina does not provide investment advisory services through this website. Nothing on this website, in any public-facing material, or in any generalized communication should be interpreted as individualized investment advice, legal advice, tax advice, accounting advice, or compliance advice.

Any research support, analytical commentary, workflow support, AI-assisted output, or custom tooling described on this website is intended to support a client's internal decision-making process. Clients remain solely responsible for all portfolio decisions, trading decisions, suitability determinations, legal and regulatory judgments, disclosures, and compliance obligations.

No Guarantee Of Results

Past performance is not indicative of future results, and no statement on this website should be read as a promise or guarantee of any market outcome, investment result, research benefit, time savings, regulatory outcome, or business result.

Any examples, illustrations, workflow summaries, case studies, anonymized client scenarios, or references to prior engagements are provided solely to describe the nature of services that may be offered. They are illustrative only and do not predict or guarantee future outcomes for any client, account, strategy, or engagement.

Research And Information Sources

Facti Machina may use public information, client-provided materials, licensed materials, internal analytical frameworks, third-party tools, and other sources in performing its services. Although efforts may be made to document sources and methods carefully, the company does not warrant that any information, output, or analysis will be complete, current, error-free, or suitable for any specific use.

Markets and facts change quickly. Information that appears accurate at one time may later become incomplete, outdated, or superseded, and users are responsible for independently evaluating any information before relying on it.

AI And Automation Disclosure

Facti Machina uses artificial intelligence, machine-assisted workflows, and automation as part of its service delivery. AI-assisted systems can generate incorrect, incomplete, stale, biased, or misleading outputs, particularly where source data is incomplete, ambiguous, contradictory, or rapidly changing.

For that reason, AI-assisted outputs should be reviewed by qualified human decision-makers before being used in connection with an investment process, client communication, portfolio action, valuation judgment, compliance workflow, or other material business decision.

Testimonials, Endorsements, And Case Studies

Any testimonials, endorsements, ratings, referrals, or third-party statements that may appear on this website or in company materials will be used only if and when permitted under applicable law and with the disclosures required by the SEC marketing rule, including disclosures regarding whether the person is a client, whether cash or non-cash compensation was provided, and whether material conflicts of interest exist.

Case studies may be anonymized, composite, redacted, or generalized in order to protect client confidentiality and sensitive business information. Descriptions of prior work are not intended to imply that any future client will receive identical services, timelines, economics, or results.

Soft-Dollar And Section 28(e) Matters

Facti Machina may perform services that a client, its broker, or its advisers may evaluate under Section 28(e) of the Securities Exchange Act of 1934. However, Facti Machina does not make legal determinations, regulatory determinations, or fiduciary determinations on behalf of clients regarding whether any particular service, deliverable, or invoice qualifies for soft-dollar treatment.

Any references on this website to "soft dollars," "Section 28(e)," "research," or similar concepts are general in nature. Each client is solely responsible for determining, together with its broker, counsel, compliance personnel, and other advisers, whether any service or expense is eligible for such treatment.

No Client Relationship Created

Use of this website, downloading of materials, sending of an inquiry, or participation in an introductory call does not create a client, advisory, fiduciary, partnership, agency, attorney-client, or other professional relationship. Any client relationship is created only through a fully executed written agreement signed by authorized representatives of the parties.

External Links

This website may contain links to third-party websites or resources. Such links are provided as a convenience only, and Facti Machina does not control or endorse third-party content and is not responsible for its accuracy, legality, security, or availability.

Contact

Questions regarding these disclosures may be directed to:

Sovereign+, LLC d/b/a Facti Machina
PO Box 273, Fruita, CO 81521
support@sovereign.plus
(626) 566-8742